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MT-04 - EFFECTIVE EMPLOYEE DOCUMENTATION 

Covers all aspects of employee documentation, starting with what is required by law (and the steep penalties for failure to comply), through what documentation constitutes good Human Resources practices. Learn not only what documentation should be kept, but also how.
1. Managing Documentation
A. Applicant Data
B. Personnel Files
C. Medical Records
D. Rehabilitation or Literacy Programs
E. Occupational Exposure and Injury Records
F. Anti-Blacklisting Statute
G. Third-Party Record Requests
2. Documentation Throughout Employment
A. Recruitment and Hiring
• I-9 Forms
• Initial COBRA Notice
• Pamphlets
• EDD New Employee Registry
• Workers’ Compensation Information
• Sexual Harassment Policy
B. Training and Development
C. Promotions and Transfers
D. Compensation and Attendance
E. Performance and Discipline
• Objective/Subjective Stmts.
F. Separations
G. References and Employment Verifications
H. Employment Cycle of the Organization
3. Personnel Policy Manuals
A. Defining the “Audience”
B. Selecting Policy Topics
• Purpose
• Equal Employment Opportunity
• Work Hours
• Benefits
• Workplace Behavior Rules
• Complaint Resolution Procedures
• Layoff Policy
• Employee Sign-Off
4. Personnel Files
5. Inappropriate Records
6. Electronic Mail
MT-01 - Managing Performance, Minimizing Risk
MT-02A - Harassment Prevention for Supervisors 
MT-02b - Harassment Prevention for Non-Supervisors 
MT-03 - Quality Performance Evaluations 
MT-04 - Effective Employee Documentation 
MT-10 - Hot Topics in Wage and Hour Law
MT-11 - Protecting Confidential Business Information 
MT-12 - Understanding Leaves of Absence 
MT-13 - Issues in Workplace Privacy 
MT-14 - Issues in CyberSpace: E-Mail and Internet Access 
HD-01 - Recruiting and Hiring Employees 
HD-02 - Employee Discipline and Terminations 
HD-03 - Effective Handling of Employee Problems 
HD-04 - Conducting Effective Workplace Investigations
 


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WAAG AND CO. • Phone (805) 783-2300 • Toll Free (888) 650-WAAG • Fax (805) 544-4215
P.O. Box 5060, San Luis Obispo, CA 93403 • info@waagandco.com