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(October 2001)
New Drug & Alcohol Testing Rules
Effective Date
August 1, 2001
Applies to
Safety-sensitive employees in the transportation industry.
Synopsis
The U.S. Department of Transportation (“DOT”) has implemented several changes in drug and alcohol testing regulations that impact employees such as bus drivers, commercial drivers, railroad workers, airline mechanics and flight crews. The revised rules apply to approximately seven million employees covered under the Federal Highway Administration, Federal Railroad Administration, Federal Transit Administration, Federal Aviation Administration and Research and Special Programs Administration.
Discussion

The most important changes in the DOT rules involve validity testing, which is designed to detect samples that have been tampered with or substituted. To ensure fairness to employees, when a lab suspects that a sample has been adulterated, an employer-paid physician must review the test results to determine whether there is a legitimate medical reason that would account fot the positive result. An employee may also have a sample retested by a different lab.

The major changes in the rules include:

  1. A requirement that employers obtain drug and alcohol test results from an applicant’s previous employers for the past two years;
  2. Mandatory validity testing for all specimens;
  3. Options for temporarily removing employees from safety-sensitive duties before final verification of a positive, adulterated or substituted laboratory test result;
  4. A requirement that service agents (such as labs, technicians, and medical review officers) who fail or refuse to comply with the rules may be temporarily barred from providing drug testing services to DOT-covered employers.
  5. Enhanced training requirements for collectors, technicians, medical review officers and substance abuse professionals;
  6. Changes in specimen collection procedures and laboratory processes;
  7. New forms;
  8. Education and/or treatment for all applicants who have positive test results or refuse to test;
  9. Greater use of electronic means of transmitting and storing data;
  10. Specific requirements for releasing information to employees and third parties.
What This Means

Employers who are required to comply with the DOT’s drug and alcohol regulations should review their policies to ensure that they fully comply with the new rules. Most importantly, employers should check to make sure that their policies are actually being followed; many companies have adopted great policies and then disregard them. You should also contact your testing lab, your SAP and other “service agents” and ask for information that would show whether or not they are in compliance with the new regulations. The full text of the rules is available at www.dot.gov/ost/dapc/main/CFRintro.htm

This material is a general overview of the subject matter, and is not meant to provide professional opinions regarding any specific case, matter, or set of facts, or to substitute for the professional advice of Waag and Co. Instead, please contact Susan S. Waag, Esq. for additional information. Use of this information is allowed, provided that credit is given to: Susan S. Waag, attorney; Waag and Co.; September 2001 Employer Bulletin; INFO@WaagandCo.com; (805) 783-2300

You can download the current and past Bulletins in PDF (Portable Document File) format where proceeded by below. All other Bulletins are in standard HTML format. If you do not have Adobe Acrobat Reader, which is required to open, view, and print the bulletins, you can download the application FREE from the link below.
December 2004: Government Rescinds Emergency Meal Regulation Changes
December 2004: Major Changes in Meal / Rest Break Regulations
August 2004: California’s Infamous “Bounty Hunter” Law Reformed
June 2002: Workers' Comp. Relief for Employers
April 2002: Supreme Court Favors Employers in FMLA Ruling
April 2002: Salary Basis Issue Finally Resolved
November 2001: New California Legislation (update)
November 2001: (2 Court Cases) What is Harassment?
October 2001: New Drug & Alcohol Testing Rules
October 2001: Tax Legislation: New Pension Laws
October 2001: Employers Must Explain Family Leave
March 2001: Rest and Meal Periods II
March 2001: Salary Basis Test Changes to Monthly
January 2001: AB 2509 (Wage & Hour Law)
December 2000: Rest and Meal Periods
Dec. 2000: New Calif. IWC Wage Order 16
Dec. 2000: New OSHA Ergonomics Standards
Nov. 2000: New Workplace Investigations Course
November 2000: Calif. Minimum Wage Increase
March 2000: AB60 Update
August 1999: Sick Pay Law
August 1999: Cal Poly Class and GMS
August 1999: Age Discrimination Law
November 1998: Susan Waag CCPA
November 1998: FEHA Liability Reduction
November 1998: Disability Discrimination
November 1998: COBRA
November 1998: CHP Drug Testing
July 1998: Sexual Harassment


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